Course 502: Building a Portfolio, Part 2
Legal and Regulatory Issues
In this course
1 Introduction
2 Time Horizon
3 Liquidity
4 Legal and Regulatory Issues
5 Final Steps

Legal and regulatory issues are not a major constraint for most investors building stock portfolios. If the portfolio is part of a trust, however, then certain restrictions may play a more prominent role. In that case, consult with a financial advisor.

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